Standard Document
First Edition
Method Evaluation

CLSI EP39

A Hierarchical Approach to Selecting Surrogate Samples for the Evaluation of In Vitro Medical Laboratory Tests

This guideline defines what a surrogate sample is, offers recommendations for when to use surrogate samples, and outlines a process for selecting the most appropriate surrogate samples.

November 11, 2021
April Veoukas, BS, JD

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Abstract

Clinical and Laboratory Standards Institute guideline EP39—A Hierarchical Approach to Selecting Surrogate Samples for the Evaluation of In Vitro Medical Laboratory Tests establishes a standard definition of a surrogate sample. It presents a hierarchical approach for determining when to use surrogate samples and selecting an appropriate one. It also describes elements of a surrogate sample plan and includes technical preparation guidance for the characteristic to be measured or detected and for artificial matrix compositions. This guideline provides examples for specific performance study types.

Scope

This guideline establishes a definition of "surrogate sample" and an approach for selecting, preparing, and using these samples. It discusses surrogate sample: 

• Composition 

• Technical preparation 

• Selection criteria 

• Documentation and planning 

• Use in specific performance study types 

The intended users of this guideline are in vitro diagnostic (IVD) device developers, laboratorians, and regulators. This guideline does not describe performance study design, which is covered in other standards and guidelines (see CLSI document EP19).

Product Details
EP39Ed1E
978-1-68440-131-4
144
Additional Details

The U.S. Food and Drug Administration (FDA) has evaluated and recognized this approved-level consensus standard for use in satisfying a regulatory requirement.

A guideline for global application developed through the Clinical and Laboratory Standards Institute consensus process.

Authors
April Veoukas, BS, JD
Shannon Bennett, MS, MBA, CMQOE(ASQ)
Melissa Barhoover, PhD, RAC
Natalya Benina, MS
Marvin Berman, PhD
Marc D. Goldford, BS
Shiaolan Y. Ho, PhD
Mark D. Kellogg, PhD, MT(ASCP), DABCC, FAACC
Mary Knighten, MT(AMT)
Marina V. Kondratovich, PhD
Gregory Jay Pomper, MD
Paula Ladwig, MS, MT(ASCP)
Fred D. Lasky, PhD
Sangeetha Vijaysri Nair, DVM, PhD
Patrick O'Donnell, BA
Michael Pikulski, PhD, DABCC, FACC
Yvonne Shea, MS
Bin Zhang, MD, MS
Supporting Resources
CLSI EP15IG
User Verification of Precision Implementation Guide
Companion
Method Evaluation
Free
Abstract

Clinical and Laboratory Standards Institute guideline EP39—A Hierarchical Approach to Selecting Surrogate Samples for the Evaluation of In Vitro Medical Laboratory Tests establishes a standard definition of a surrogate sample. It presents a hierarchical approach for determining when to use surrogate samples and selecting an appropriate one. It also describes elements of a surrogate sample plan and includes technical preparation guidance for the characteristic to be measured or detected and for artificial matrix compositions. This guideline provides examples for specific performance study types.

Scope

This guideline establishes a definition of "surrogate sample" and an approach for selecting, preparing, and using these samples. It discusses surrogate sample: 

• Composition 

• Technical preparation 

• Selection criteria 

• Documentation and planning 

• Use in specific performance study types 

The intended users of this guideline are in vitro diagnostic (IVD) device developers, laboratorians, and regulators. This guideline does not describe performance study design, which is covered in other standards and guidelines (see CLSI document EP19).

EP39Ed1E
978-1-68440-131-4
144
Additional Details

The U.S. Food and Drug Administration (FDA) has evaluated and recognized this approved-level consensus standard for use in satisfying a regulatory requirement.

A guideline for global application developed through the Clinical and Laboratory Standards Institute consensus process.

Authors
April Veoukas, BS, JD
Shannon Bennett, MS, MBA, CMQOE(ASQ)
Melissa Barhoover, PhD, RAC
Natalya Benina, MS
Marvin Berman, PhD
Marc D. Goldford, BS
Shiaolan Y. Ho, PhD
Mark D. Kellogg, PhD, MT(ASCP), DABCC, FAACC
Mary Knighten, MT(AMT)
Marina V. Kondratovich, PhD
Gregory Jay Pomper, MD
Paula Ladwig, MS, MT(ASCP)
Fred D. Lasky, PhD
Sangeetha Vijaysri Nair, DVM, PhD
Patrick O'Donnell, BA
Michael Pikulski, PhD, DABCC, FACC
Yvonne Shea, MS
Bin Zhang, MD, MS
Supporting Resources
CLSI EP15IG
User Verification of Precision Implementation Guide
Companion
Method Evaluation
Free